Securities and Futures Commission

Results: 3470



#Item
601Derivative / Over-the-counter / Futures exchange / Hong Kong Monetary Authority / Trade Repository / ACT / Securities and Futures Commission / Dodd–Frank Wall Street Reform and Consumer Protection Act / Futures contract / Financial economics / Finance / Investment

Lombard Risk REFORM for OTC derivative markets regulation in Hong Kong Introduction The Hong Kong Monetary Authority (HKMA) and the Hong Kong Securities and Futures Commission (SFC) have

Add to Reading List

Source URL: www.lombardrisk.com

Language: English - Date: 2015-03-06 05:41:08
602Futures exchanges / Futures contract / Commodity Futures Trading Commission / Chicago Mercantile Exchange / Clearing house / Derivative / Securities Exchange Act / Commodity Futures Modernization Act / Financial economics / Financial system / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-CMEApril 2, 2015 Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2015-04-03 06:14:46
603Finance / Hedge fund / Collective investment scheme / Financial adviser / Singapore / Securities and Futures Commission / Euromoney / Investment management / Financial economics / Investment / Financial services

euromoney legal training A E U R O M O N E Y I N S T I T U T I O N A L

Add to Reading List

Source URL: www.imas.org.sg

Language: English - Date: 2012-11-02 05:09:50
604Hong Kong Monetary Authority / Bank of China / Securities and Futures Commission / Linked exchange rate / Hong Kong / Economy of Hong Kong / Currency / Economy of Asia

Microsoft Word - e_facb1-1963-e.doc

Add to Reading List

Source URL: www.legco.gov.hk

Language: English - Date: 2007-07-03 23:33:00
605Taxation in Hong Kong / Construction Industry Council Hong Kong / Human rights in Hong Kong / Hong Kong / Securities and Futures Commission / Legislative Council of Hong Kong

Microsoft Word - bc101126ls-6-e.doc

Add to Reading List

Source URL: www.legco.gov.hk

Language: English
606Stock market / Financial markets / Haircut / Repurchase agreement / Security / Margin / Financial services / Stock / Net capital rule / Financial economics / Finance / Economics

LC Paper No. CB[removed]) Opening Statement by Mrs Alexa Lam, Executive Director of Intermediaries and Investment Products, Securities and Futures Commission at Legislative Council Panel on Financial Affairs (FA P

Add to Reading List

Source URL: www.legco.gov.hk

Language: English - Date: 2005-08-11 03:24:46
607Hong Kong Exchanges and Clearing / Securities and Futures Commission / Securities market / Economy of Asia / Financial economics / Finance

CB[removed]) Bills Committee on Securities and Futures and Companies Legislation (Uncertificated Securities Market Amendment) Bill 2014 List of follow-up actions arising from the discussion at the meeting on 17 No

Add to Reading List

Source URL: www.legco.gov.hk

Language: English - Date: 2014-12-03 22:33:01
608Hong Kong Government / Andrew Wong / Securities and Futures Commission / Jack C. K. Teng / Ang Ui-jin / Government of Hong Kong / Government / Financial Services and the Treasury Bureau

(以 下 的 出 席 名 單 所 顯 示 的 只 是 截 至 擬 備 該 名 單 時 的 情 況 ) (The attendance list below only shows the position as at the time of preparation) 財經事務委員會 Panel on Financia

Add to Reading List

Source URL: www.legco.gov.hk

Language: English - Date: 2015-01-28 04:33:11
609Financial system / Central Securities Depositories / Hong Kong Exchanges and Clearing / Stock market / Demat account / CCASS / Securities and Futures Commission / Securities market / Security / Financial economics / Securities / Finance

有關無紙化證券市場的建議運作模式的諮詢總結 CONSULTATION CONCLUSIONS ON A PROPOSED OPERATIONAL MODEL FOR A SCRIPLESS SECURITIES MARKET CONSULTATION CONCLUSIONS ON A PROPOSED OPERATIONAL MODEL FOR A

Add to Reading List

Source URL: www.hkex.com.hk

Language: English - Date: 2010-08-17 02:40:11
610Securities and Futures Commission / Bankruptcy / Hong Kong Monetary Authority / Hong Kong Exchanges and Clearing / Bond / Hong Kong / Economy of Hong Kong / Economics / Economy of Asia

Chapter III : Financial Services 3.1 At the Chairman’s invitation, the Secretary for Financial Services and the Treasury (SFST), Mr Frederick MA, highlighted major financial services programmes under his purview in 20

Add to Reading List

Source URL: www.legco.gov.hk

Language: English - Date: 2005-04-28 23:42:48
UPDATE